Services

Forming the investment fund under state law
Drafting offering document and subscription documents
Getting NFA approval of offering document/disclosure document or file 4.7 notice with the NFA
Reviewing tear sheets and other promotional pieces for compliance with applicable requirements
Reviewing subscription documents for compliance with applicable requirements
Calculating fees and Net Asset Value
Preparing the monthly investor statements
Sending statements to investors
Preparing and keeping its books

Making required filings with applicable government agencies, including the SEC, CFTC, NFA, IRS and states security agencies, including the following:

Making expenditures for or on behalf of a fund
Processing redemption requests
Responding to investor questions and requests
Retaining and working with an independent certified public accountant that prepares the annual certified financial report
Distributing the annual certified financial report to investors
Dealing with the NFA when it comes to the fund
Complying with anti-money laundering requirements
Maintaining all applicable records